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Status: In progress · Target publish: 2026-12-20 · All clients/cases fictional · Completed memos appear in Case Index

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Purpose

End-to-end VATP client onboarding and KYC/CDD case judgment (Pass / Reject / EDD) using public SFC/HKMA/FATF/AMLO requirements.

Main line: regulatory requirement → control measure → case decision.

Method

Primary-source cards → personal/corporate flowcharts → risk-rating matrix → 12 fictional case memos → escalation tracker → QA checklist → control-gap summary.

Deliverables

• [ ] Onboarding flowcharts (individual + corporate)
• [ ] Risk-rating matrix (Excel)
• [ ] KYC document checklists
• [ ] 12 fictional case decision memos (1 PDF)
• [ ] Exception/escalation tracker
• [ ] QA checklist
• [ ] Control gaps & improvements (1 page)

Sources used

(Add clause cites after you read the originals.)

Completed date

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Links

X notes: @Lewis_web3