Purpose

This portfolio centres on case judgment for licensed VATP compliance operations: how a regulatory requirement maps to a control, and how a fictional case is decided.

Main line for each work product:

Regulatory requirement → Control measure → Case decision

How the work is organised

Project What it shows
Simulated VATP KYC/AML Onboarding Pack KYC/CDD case memos (Pass / Reject / EDD)
AML Alert Disposition Pack Transaction-monitoring / alert disposition (fictional)
HK VA Regulatory Tracker & Weekly Briefs Primary-source reading with ops and compliance takeaways
HashKey vs OSL Public Disclosure Comparison Public disclosure notes only

Case workflow

  1. Read the primary text (SFC / HKMA / FATF / ordinance).
  2. Map the control it implies (onboarding, screening, CDD/EDD, transaction monitoring, escalation).
  3. Decide a fictional case against that control; record Case ID, risk rating, and conclusion.
  4. Add the case to the Case Index and, when relevant, link related tracker or weekly-brief items.

Source rules: Sources & Rules.

Portfolio language